Gardiner Koch Weisberg & Wrona has long been involved in significant commodities and securities litigation. We represent individuals and businesses relating to SEC, CFTC, NASD, and NFA investigations, complaints, arbitrations and various regulatory issues. We've handled cases involving over $100 million in state and federal trial and appellate courts and administrative hearings throughout the United States and abroad.

We advise clients in a wide variety of compliance, audit and regulatory matters, as well as transactional issues. The head of this department, James Koch, is a former NFA attorney and Cook County State's Attorney. As a result, we are equipped to advise clients regarding civil and criminal implications.